Description

Key Responsibilities

• Maintain MAS licensing obligations and ensure local compliance policies align with global standards.
• Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.
• Engage with business teams to monitor new initiatives and address compliance needs promptly.
• Prepare essential board/committee materials and monthly compliance reports for Global Compliance.
• Execute monitoring plans and review marketing/distribution activities for compliance.
• Manage compliance breaches and support remediation efforts.
• Deliver compliance training for new joiners and refreshers for existing staff.
• Other ad hoc duties as assigned

Key Qualifications

• 5 years in compliance within asset management or investment firms.
• Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
• Understanding of risk management, internal controls, and compliance standards.
• Ability to simplify complex compliance concepts for non-specialists.
• Strong attention to detail, problem-solving, and ability to work independently.
• Comfortable working with different teams and stakeholders.
• Quick learner who can manage priorities effectively in a short-term role.

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117