Description

You are a strategic thinker passionate about driving innovative and disruptive solutions in risk and controls domain. You have found the right team.

As an Associate in our Finance Controls team, you will define, refine, and deliver set goals for our firm. You will lead the Asset & Wealth Management (AWM) Finance Sarbanes-Oxley (SOX) and CCAR CFO Attestation Programs (CCAP) by directing and coordinating various workstreams. Your role involves performing financial risk assessments and identifying key processes and controls for regulatory filings, including 10-K and FR Y-14 submissions. You will build and maintain process narratives and data flow diagrams for critical business processes and the controls framework. Collaborating with lines of business, finance, internal/external audit, risk, technology, and other stakeholders, you will ensure consistent implementation of the SOX/CCAP framework. You will validate and close SOX/CCAP issues, develop recommendations to strengthen the internal controls framework, and provide strategic and tactical input for key decisions in the risk and controls domain. Additionally, you will design controls for new business initiatives and enhance existing controls as needed. You will develop executive-ready presentations and materials for senior leadership decisions. Furthermore, you will lead and support the design, development, and deployment of Large Language Model (LLM)/AI-promoten solutions to enhance control management and risk analysis. Partnering with technology, business, and control teams, you will deliver AI and other next-generation technology solutions to improve efficiency and support strategic decision-making in risk and controls.

Job Responsibilities

• Lead Asset & Wealth Management (AWM) Finance Sarbanes-Oxley (SOX) and CCAR CFO Attestation Programs (CCAP) by directing and coordinating the following workstreams.
• Perform financial risk assessments and identify key processes and controls supporting regulatory filings, including 10-K and FR Y-14 submissions.
• Build and maintain process narratives and data flow diagrams for critical business processes and the controls framework.
• Partner with lines of business, finance, internal/external audit, risk, technology, and other stakeholders to ensure consistent implementation of the SOX/CCAP framework.
• Validate and close SOX/CCAP issues and related action plans; develop recommendations to strengthen the internal controls framework.
• Understand business drivers and provide strategic and tactical input for key decisions in the risk and controls domain; design controls for new business initiatives and enhance existing controls as needed.
• Develop clear, executive-ready presentations and materials that facilitate timely, meaningful decisions by senior leadership.
• Lead and support the design, development, and deployment of Large Language Model (LLM)/AI-driven solutions to enhance control management, risk analysis, and other business objectives.
• Lead and support the writing, maintenance, and optimization of Python and other modern programming code to enable automation, analytics, and integration of LLMs into business workflows and reporting.
• Partner with technology, business, and control teams to deliver AI and other next-generation technology solutions that improve efficiency, strengthen business practices, and support strategic decision-making in risk and controls.

Required qualifications, capabilities, and skills

• Bachelor's degree and solid understanding of typical finance functions in a large financial institution required
• Minimum 7 years' experience in risk and controls domain and financial consulting
• Experience performing deep dive reviews to identify process, risk and control gaps
• Strong exposure / hands-on experience working with LLMs, AI based solutions , and other new age technologies
• Solid understanding of financial statement structures and US GAAP / IFRS or any local GAAP
• Excellent communication skills and ability to influence business leaders, critical thinking, attention to detail, and analytical skills
• Demonstrated ability to work autonomously to affect change; flexible, adaptable to shifting priorities; manages competing priorities with an objective oriented approach

Preferred qualifications, capabilities, and skills

• CA/MBA (Finance) an advantage
• Knowledge of Alteryx will be an added advantage
• Should be flexible to work in EMEA / partial US shifts

About Us

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

About the Team

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.