Job Function
Asset/Property Management
Description
Key Responsibilities:- Directly report to the Head of Compliance in ensuring compliance with relevant legal and regulatory requirements, as well as internal policies and procedures.
- Assist in launching and maintenance of Hong Kong domiciled funds
- Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external partners (Custodians, Administrators, Auditors, External Legal teams and regulators)
- Contribute to new business initiatives and licensing requirements, providing coherent and consistent compliance advice on regulations, policies, and products.
- Establish, review, and update internal rules, policies, and guidelines to ensure alignment with regulatory standards and industry best practices.
- Monitor and review compliance and risk matters related to operations and investments, ensuring ongoing adherence to anti-money laundering (AML) requirements.
- Collaborate with internal teams and external partners for effective fund portfolio monitoring and compliance advisories.
Requirements:
- Degree or professional qualification in accounting, business, law or related field
- Experience in compliance/audit/operational risk
- Knowledge of regulations supervised by Regulators such as Hong Kong Securities and Futures Commission ("SFC"), Hong Kong Monetary Authority ("HKMA")
- Good communication skills with ability to positively influence senior management
- High degree of judgement and good problem-solving skills; result-oriented to ensure sound implementation of control and compliance processes/procedures.
Job ID: 81239772
